COMPLIANCE & RIGHT · TREATY
Which compliance questions should be clarified first depends on the business and the specific occasion. Here you will find information for selected industries, working documents for preparation and case discussions on court decisions. The full list of legal areas is available at: Advisory topics.
Entering by industry
Mechanical engineering and industry
Product release, development cooperation, data access and foreign business are interlocking. Compliance in mechanical engineering and industry.
Software businesses
Rights of use, free components, security requirements and data processing must fit the product and its delivery model. Information for software companies.
Trade and e-commerce
The focus is on product selection, product information, advertising and digital sales processes. Compliance in the retail sector.
Working aids for the own company
The Self-check with 12 questions helps to identify open responsibilities and processes. There is an explanation of each question and an indication of how to proceed. A fillable PDF version allows your own notes.
The four checklists for download concern the documentation for a compliance inventory, the preparation of internal investigations, official visits and the business partner audit. They support the organisation of an audit order and are not a flat-rate release of individual measures.
Decisions and their importance for companies
- BAG: Limits of flat-rate confidentiality clauses – why contract patterns and effective safeguard measures need to be considered together.
- BAG: recording of working hours and company organisation – Distinguishing the obligation to record, design and participation rights.
- BGH: Advertising with climate neutrality – classify the decision and take into account additional requirements of today's legal situation.
From information to concrete task
On the page Compliance consulting: order, process and results We describe possible mandates for a document review, an inventory or a suspected case. For the operational implementation can Training and workshops Council.
If you already have a specific occasion, please give us the subject, the company concerned and any time limits on the Contact page. Scope and remuneration will be agreed prior to commissioning.
Four practical examples
The following fictitious cases illustrate typical examination questions. The concrete solution depends on the circumstances of the individual case.
01 · Connected machine
Remote maintenance extends the technical function. Product obligations, data use and security responsibility are examined together.
02 · SaaS with customer data
A provider processes data from different customers. Roles, contract, security and subcontractors are determined for the specific performance model.
03 · Own brand in the online shop
A dealer has goods manufactured with his own logo. Product role and required documentation will be checked before the offer.
04 · Efficacy test
A sample examines processes from a defined period. Selection, proofs and limits are documented in such a way that the expressiveness remains recognizable.
Your next step
Do you want to transfer the requirements to your company or have a specific process checked? A brief description and a reference to existing deadlines are sufficient for the first contact. We shall vote on the scope of examination and compensation prior to commissioning.