Finanzbranche Archive : Compliance & Recht

Liability for compliance violations?

From horak lawyersPublished on 10 February 2025Contribution posted in § 130 OWiG, § 30 OWiG, Compliance, Compliance incentives, Compliance Management, Compliance Management System, Compliance reporting system, Compliance Officer, Compliance Organisation, Compliance verification, Compliance risks, Compliance sanctions, Compliance strategy, Compliance structure, Compliance objectives, Compliance management systems, Compliance measures, Compliance Officer, Compliance process, Compliance breach, EU Whistleblower Directive, Financial sector, Foreign Correct Practices Act (FCPA), Money laundering, Money laundering directive (AMLD), Liability of companies, Liability law, Reduction of liability, Supply Chain Care Obligations Act (LkSG), Liability of responsible officers, UK Bribery Act, Business criminal law, Whistleblower systemTagged with § 130 OWiG, § 30 OWiG, Fraud, Compliance breach, ESG compliance, EU Whistleblower Directive, Financial sector, Foreign Correct Practices Act (FCPA), Money laundering, Money laundering directive (AMLD), Managing Director, Liability, Liability for compliance violations, Liability of companies, Corruption, Supply Chain Care Obligations Act (LkSG), Liability of responsible officers, UK Bribery Act, Business criminal law, Whistleblower systemNo comments

Die Haftung für Compliance-Verstöße ist ein komplexes und sich ständig weiterentwickelndes Rechtsgebiet, das sowohl im nationalen als auch im internationalen Kontext von großer Bedeutung ist. In den letzten Jahren hat die Rechtsprechung in Deutschland und der EU die Haftungsrisiken für Unternehmen und deren Organe (z.B. Geschäftsführer, Vorstände) im Zusammenhang mit Compliance-Verstößen deutlich verschärft. Hier ist […]