Kartellrecht Archive : Seite 2 von 2 : Compliance & Recht

Penalties in the compliance management system

From horak lawyersPublished on 24 February 2023Contribution posted in General, Adequacy of CMS, Incentives, Employment law compliance, Supervisory authority, Supervisory Board, Bank law, Advice, Works council, CMS, Compliance, Compliance Department, Compliance incentives, Compliance audit, Compliance Officer, Compliance brakes, Compliance Manual, Compliance Recommendations, Compliance Management, Compliance Management System, Compliance reporting system, Compliance Officer, Compliance Organisation, Compliance programme, Compliance verification, Compliance risks, Compliance sanctions, Compliance strategy, Compliance structure, Compliance objectives, Compliance principles, Compliance management systems, Compliance Management System, Compliance measures, Compliance Officer, Compliance process, Compliance rules, Compliance breach, Compliance progress, Data protection, Data protection law, digital library, Specialist lawyer, Specialist lawyers, Financial compliance risks, Functional dimension, Money laundering law, Managing Director, Management, Company law, GwG, Liability law, Reduction of liability, IDW PS 980 Standard, Information security, Insolvency law, Internal Investigations, International Company Law, IT compliance, IT security, Java, Competition law, Action, Know-how, Design of the CMS, Crisis, Material dimension, Metropolises, Mock Dawn Raids, Morality, Morals, Standards, Emergency compliance, Patent attorneys, Personal dimension, personal data, Philosophy, Product liability law, Lawyers, Risk assessment, Risk assessment, Risk management, Compensation, Harmful software, Vulnerability, Simulated house search, Single Standard, Status analysis, Criminal law, Structured Compliance, Telephone control, Territorial dimension, Transparency Register, Environmental legislation, Uncategorized, Judgments, Association sanctions law, Association sanctions law, Procurement law, Insurance law, Culture of trust, Executive Board, Values, Values, Economically eligible persons, BranchesTagged with Workplace, Employment law compliance, Bank law, Transport, Compliance, Compliance Management, Compliance Officer, Compliance Academy, Compliance specialist, Compliance Officer, Data protection law, Specialist lawyer, Specialist lawyers, negligent, termination without notice, Money laundering law, Company law, international law, Compliance law firm, Competition law, Co-operative, Morality, Right, Lawyer (Germany), Risk, Sanctions, Penalty, Company, Insurance law, Warning, wilful, Values, Economic law, Economic criminal lawNo comments

Eine Strafe ist eine Sanktion für ein bestimmtes Verhalten. Normalerweise straft der Erzieher, der Staat oder der Vorgesetzten ein Unrecht. Dafür muss das Verhalten jedoch zuerst als unangebracht qualifiziert sein. Strafen sind in der Rechtswissenschaft, Theologie, Philosophie, Psychologie und in den Erziehungswissenschaften bedeutend. Wir sind Fachanwälte. Nutzen Sie eine erste Beratung mit uns. Arten von […]

Check compliance properly

From horak lawyersPublished on 23 December 2022Contribution posted in General, Adequacy of CMS, Supervisory authority, Supervisory Board, Advice, Compliance, Compliance Department, Compliance audit, Compliance Officer, Compliance Management, Compliance Management System, Compliance reporting system, Compliance Officer, Compliance programme, Compliance verification, Compliance risks, Compliance sanctions, Compliance strategy, Compliance structure, Compliance principles, Compliance Officer, Data protection, Specialist lawyer, Specialist lawyers, Management, Company lawTagged with Adequacy, Employment law compliance, Auditor, Bank law, Compliance Management, Compliance Officer, Compliance reviews, Data protection law, Authenticity, Specialist lawyer, Leader, Money laundering law, Company law, international law, Compliance law firm, Competition law, Conception, Common sense, Insurance law, Effectiveness, Economic law, Economic criminal lawNo comments

Konzeption, Angemessenheit und Wirksamkeit, das sind die drei Prüfstufen, die eine Prüfung des Compliance-Management-Systems durchläuft. Für den unabhängigen Auditor ist dabei interessant, ob die geltenden Richtlinien und gesetzlichen Vorschriften im Unternehmen eingehalten werden. Ein Compliance-Audit stellt eine umfassende Prüfung innerhalb eines Unternehmens dar. Rechtsanwalt Dipl.-Ing. Michael Horak, LL.M. Zweck der Compliance-Prüfung Mit einer Compliance-Prüfung möchten […]

How does compliance find compliance risks?

From horak lawyersPublished on 22 October 2020Contribution posted in Compliance Management System, Compliance risks, Reduction of liability, IDW PS 980 StandardTagged with Supervisory Board, Compliance, Managing Director, Liability, Avoidance of liability, Competition law, Corporate privilege, Executive BoardNo comments

Besonders die Risiken, denen ein Unternehmen ausgesetzt ist, beeinflussen die Gestaltung eines Compliance-Management-Systems. In der Fachwelt spricht der Experte auch von Risikolandschaft, Risikosituation oder Risikoexposition. Vorgehen bei Compliance-Risiken Für den Aufbau eines Compliance-Management-Systems empfehlen wir folgendes Vorgehen: nach der Identifizierung der Risiken werden diese bewertet. Die Risiken splitten sich auf in unternehmensspezifische und allgemeine. Spezifische […]