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Use of Artificial Intelligence (AI) and Compliance
The use of artificial intelligence (AI) in compliance offers many advantages, but requires legal protection and strategic measures to address challenges. With concrete examples and the role of lawyers, the following picture emerges: 1. Data protection 2. Bias and discrimination 3. Transparency 4. Liability 5. Regulatory requirements 6. Whistleblowning 7. Ethics Summary of legal services...
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The IT compliance is legal
Just call us. We are happy to advise you. Legal, internal and contractual regulations prevail in the area of IT landscape. With the term IT compliance, we can describe compliance with the regulations in corporate management. Compliance in itself simply means that the applicable legal rules and recognized social values and norms within the framework of all corporate...
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The various jurisdictions of compliance
We advise and support you on all compliance issues. The design of an effective compliance management system includes various legal areas within a company. Legal experts with different focal points have experience with the crucial issues in the following compliance-relevant legal areas: It goes without saying that after identifying the risks, we will take the legal measures of a compliance management system for your specific needs.
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Solve shareholder dispute
We are specialists in industrial property law and know each other in company law. Use a first consultation with us. If differences arise between partners, the withdrawal of a partner can be the solution. Although the shareholders were still consensual in the start-up phase, different opinions may arise over time and there may be disputes between...
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Check compliance properly
Conception, adequacy and effectiveness are the three test stages that go through a check of the compliance management system. For the independent auditor, it is interesting whether the current guidelines and legal regulations in the company are complied with. A compliance audit represents a comprehensive audit within a company. Lawyer Dipl.-Ing. Michael Horak, LL.M. Purpose of the Compliance Examination With a compliance examination...
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Compliance Officer with Liability and Responsibility
With directors-and-officers insurance (directors-and-officers insurance, organ or manager liability insurance), a company can protect its compliance officer in the civil context. After all, the compliance officer is liable and responsible. A D&O insurance is a property liability insurance and belongs to professional liability insurance. The Chief Compliance Officer bears the highest liability risk. Lawyer Dipl.-Ing. Michael Horak, LL.M. Insurance A D&O insurance includes a company for its institutions...
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Become a compliance officer with experience
Business administration, computer science, law – who wants to become a compliance officer creates a good foundation with a legal, business or information science degree. The more professional experience a compliance officer presents, the more salary he can demand. Lawyer Dipl.-Ing. Michael Horak, LL.M. Gain experience A compliance officer should be familiar with the company in which he wants to perform the function as a compliance officer....
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Knowledge and skills of a compliance officer
Legal understanding, entrepreneurial understanding and security in the handling of data – these are the most important characteristics of a compliance officer. In addition, however, there is still further knowledge and skills that are among the requirements for a compliance officer. Strategic thinking is an ability that no compliance officer should lack. Lawyer Dipl.-Ing. Michael Horak, LL.M. We offer you a further education...
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First Compliance Steps of a Compliance Officer
The first compliance steps of a compliance officer include the establishment of a compliance management system. For some companies, compliance is something completely new and they are just familiar with taking first compliance steps. Other companies have already established a fully-fledged compliance management system. We're professionals. Use a first compliance consultation. Compliance Analysis The compliance officer first deals with...
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Internal Compliance Officer
The larger the company, the more comprehensive the compliance requirements. A single internal compliance officer can therefore be required quickly. Finally, compliance is branched out into all areas of the company where laws and regulations prevail. Already in the light of the existing regulatory density for companies and entrepreneurs, cross-border activities, increasing regulation and, in particular, special liability for management bodies, today...
Conception, adequacy and effectiveness are the three test stages that go through a check of the compliance management system. For the independent auditor, it is interesting whether the current guidelines and legal regulations in the company are complied with.
A compliance audit represents a comprehensive audit within a company.
Rechtsanwalt Dipl.-Ing. Michael Horak, LL.M.
Purpose of the Compliance Examination
With a compliance audit, companies want to confirm the authenticity of their compliance management measures. An external audit of the compliance management system provides a company with evidence for the public.
We advise and support you on all compliance issues.
This is an external certificate of compliance and compliance with regulations and requirements. There are already fixed standards for testing. These standards include test stages. The steps build up on each other.
If it has been enough to rely on common sense in leadership before, then the speed and complexity of the modern world is making sure that this is not enough for a long time now.
Rechtsanwalt Dipl.-Ing. Michael Horak, LL.M.
Content of the compliance check
Conception, appropriateness and effectiveness are the three stages that the compliance check goes through.
Conception
The reviewer checks the description of the compliance management system for an appropriate formulation at test stage 1. All fundamental points of the concept should be presented in an equivalent way. The information should be correct. This means that the documentation should be clear and appropriately formulated and not beautified or overrated.
We're professionals. Use a first consultation with us.
Adequacy
The audit examines the suitability of the system at test stage 2. The examiner controls both the design and implementation of the compliance management system.
Effectiveness
The examiner shall determine in stage 3 whether the addressees are aware of and comply with the principles. This requires that the concept is taken into account in the ongoing business processes. The concept includes the embedded principles and measures.
From a seminar for beginners to training on the way to Compliance specialist we offer different levels.