Compliance-Officer : Seite 3 von 3 : Compliance & Recht

Automated translation of the German original. Legal terminology may require clarification; please refer to the German text. Deutsch

Internal value compass and extrinsic rules

From horak lawyersPublished on 26 August 2022Contribution posted in § 19 GwG, § 20 GwG, § 87 BetrVG, General, Adequacy of CMS, Bank law, Works council, Compliance Department, Compliance incentives, Compliance brakes, Compliance Manual, Compliance Management, Compliance Officer, Compliance programme, Compliance verification, Compliance risks, Compliance sanctions, Compliance strategy, Compliance structure, Compliance objectives, Compliance management systems, Compliance Officer, Compliance process, Compliance breach, Compliance progress, Functional dimension, Money laundering law, Managing Director, Management, Reduction of liability, Insolvency law, Internal Investigations, Emergency compliance, Personal dimension, Product liability law, Simulated house search, Single Standard, Status analysis, Criminal law, Territorial dimension, Transparency Register, Environmental legislation, Association sanctions law, Insurance law, Executive BoardTagged with Increase, Rules imposed, Fraud cases, Compliance Academy, Compliance consulting, Compliance specialist, Compliance factors, Compliance management, Compliance programmes, Efficiency, Beginners, Decision-making competence, Success, Initial advice, Specialist lawyers, Merchant, Compass, Controls, People, Employees, Motivated, Practice, Lawyer (Germany), Rule-based, Rules, Regularity, Sanctions, Training, Seminar, System, Trend, irreplaceable, Company, Behavior, internal, NeglectedNo comments

Die Praxis eines Compliance-Managements sieht so aus, dass die Mitarbeitenden durch ein feinmaschiges System aus Kontrollen und Sanktionen von außen dazu motiviert werden sollen, das Richtige im Sinne des Unternehmens zu tun. Die eigene Entscheidungskompetenz des Mitarbeitenden wird dabei oft vernachlässigt. Vom Seminar für Einsteiger bis zur Schulung auf dem Weg zur Compliance-Fachkraft bieten wir […]

Compliance Officer with Liability and Responsibility

From horak lawyersPublished on 4 August 2022Contribution posted in General, Supervisory Board, Compliance, Compliance Department, Compliance Officer, Compliance Recommendations, Compliance Management, Compliance Management System, Compliance Officer, Compliance programme, Compliance verification, Compliance risks, Compliance sanctions, Compliance strategy, Compliance structure, Compliance objectives, Compliance management systems, Compliance measures, Compliance Officer, Compliance process, Compliance rules, Compliance breach, Compliance progress, Financial compliance risks, Managing Director, Management, Liability law, Reduction of liability, Risk assessment, Risk assessment, Compensation, Insurance law, Executive BoardTagged with Division, also, on, Task, Detach, Supervisory Board, Representative, Conditions, for example:, Taking into account, Professional liability insurance, Customs, Penalties, Chief Information Officer, Chief Compliance Officer, Compliance, Compliance Officer, Compliance Academy, Compliance specialist, Compliance measures, Compliance Officer, Compliance process, Compliance rules, Compliance breach, Compliance progress, D&O insurance, Cover, Directors-and-Officers Insurance, Beginners, Managing Director, Management, Business objectives, Laws, Liability, Liability issues, Liability law, Reduction of liability, Liability risk, Recommendations for action, Managers, Manager liability insurance, Post-negotiation, Institutions, Programme, Legal expenses, Directives, Risk, Risk assessment, Risk assessment, Compensation, Training, Seminar, Strategy, Structure, System, Company, Responsibility, Property liability insurance, Commitment, Insurance, Insurance law, Requirements, Requirements, Executive Board, Decision of the BoardNo comments

Mit einer Directors-and-Officers-Versicherung (Directors-and-Officers-Versicherung, Organ- oder Manager-Haftpflichtversicherung) kann ein Unternehmen seinen Compliance-Officer im zivilrechtlichen Rahmen schützen. Schließlich steht der Compliance-Officer in Haftung und Verantwortung. Eine D&O-Versicherung ist eine Vermögensschadenhaftpflichtversicherung und zählt zu den Berufshaftpflichtversicherungen. Der Chief-Compliance-Officer trägt das höchste Haftungsrisiko. Rechtsanwalt Dipl.-Ing. Michael Horak, LL.M. Versicherung abschließen Eine D&O-Versicherung schließt ein Unternehmen für seine Organe […]

Become a compliance officer with experience

From horak lawyersPublished on 6 July 2022Contribution posted in General, Compliance, Compliance Department, Compliance incentives, Compliance audit, Compliance Officer, Compliance Manual, Compliance Recommendations, Compliance Management, Compliance Management System, Compliance reporting system, Compliance Officer, Compliance Organisation, Compliance strategy, Compliance objectives, Compliance management systems, Compliance Officer, Compliance rules, Compliance progress, Management, IT complianceTagged with Work experience, Sector, Business administration, Compliance area, Compliance specialist, Compliance Officer, Compliance progress, Skills, Content, Management, Computer science, integrity, Law, Communication Strength, Boards, Management skills, Compliance with obligations, Company, TrainingNo comments

BWL, Informatik, Jura – wer Compliance-Officer werden möchte, schafft mit einem rechtwissenschaftlichen, betriebswirtschaftlichen oder informationswissenschaftlichen Studium eine gute Grundlage. Umso mehr Berufserfahrung ein Compliance-Officer vorweist, desto mehr Gehalt kann er verlangen. Rechtsanwalt Dipl.-Ing. Michael Horak, LL.M. Erfahrung sammeln Ein Compliance-Officer sollte mit dem Unternehmen vertraut sein, in dem er die Funktion als Compliance-Officer ausüben möchte. […]